October 29, 2015

Wave Systems Corp. (NASDAQ: WAVX), an enterprise security software provider, announced today it will host a webcast/conference call to review its 2015 third quarter results on Thursday, November 12, at 4:30 p.m. ET.

October 2, 2015

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON DC 20549
_____________
 

FORM 8-K
CURRENT REPORT

 

September 28, 2015

Wave Systems Corp(NASDAQ: WAVX) today announced that it has completed an unsecured convertible bridge financing consisting of a $490,000 convertible bridge instrument that is required to be repaid on or before December 24, 2015 with a repayment amount of $588,000.  Noteholders were issued warrants to purchase up to 1,225,000 shares of Wave’s Class A common stock at an exercise price of $0.18 per share.  These warrants cannot be exercised for a period six months after the effective date of the transaction and the  warrants expire in September 2020.

August 4, 2015

Wave Systems Corp. (NASDAQ: WAVX), an enterprise security software provider, announced today it will host a webcast/conference call to review its 2015 second quarter results on Thursday, August 13, at 4:30 p.m. ET.

July 28, 2015

Wave Systems Corp. (NASDAQ: WAVX), a developer of enterprise security software solutions, announced today that its Board of Directors and Senior Management have initiated a global restructuring of the Company's business in conjunction with a review of Wave's options for raising capital and pursuing customer transactions and other strategic alternatives.

July 23, 2015

Wave Systems Corp. (NASDAQ: WAVX) today announced that the Company has filed a hearing request before the NASDAQ Listing Qualifications Panel (the “Panel”) regarding the Company’s continued non-compliance with the minimum $1.00 bid price requirement.  As previously announced, the Listing Qualifications Staff of The NASDAQ Stock Market LLC provided notice to the Company on July 16, 2015 that, based upon the Company’s continued non-compliance with the minimum $1.00 bid price requirement, as set forth in NASDAQ Listing Rule 5550(a)(2), as of July 14, 2015, the Company’s common shares would be subject to delisting from NASDAQ effective July 27, 2015 unless the Company timely requests a hearing before the Panel.

July 17, 2015

Wave Systems Corp. (NASDAQ: WAVX) today announced that, by letter dated July 16, 2015, the Listing Qualifications Staff of The NASDAQ Stock Market LLC notified the Company that, based upon its continued non-compliance with the minimum $1.00 bid price requirement, as set forth in NASDAQ Listing Rule 5550(a)(2), as of July 14, 2015, the Company's common shares would be subject to delisting from NASDAQ effective July 27, 2015 unless the Company submits a request for a hearing before the NASDAQ Listing Qualifications Panel (the "Panel").

May 27, 2015

Wave Systems Corp. (NASDAQ: WAVX) today announced the closing of its previously announced underwritten public offering of 7,300,000 units with each unit consisting of one share of Class A common stock and a warrant to purchase 0.5 shares of Class A common stock, at a public offering price of $0.65 per unit. The Company also today announced the underwriter fully exercised its option to purchase an additional 1,095,000 shares of Class A common stock and warrants to purchase up to 547,500 shares of Class A common stock. Net proceeds to the Company from the offering, after deducting underwriting discounts and commissions, are expected to be approximately $5.1 million.

May 21, 2015

Wave Systems Corp. (NASDAQ: WAVX) today announced the pricing of a $4.7 million underwritten public offering of 7.3 million units. Each unit consists of one share of Class A common stock and a warrant to purchase 0.5 shares of Class A common stock, at a public offering price of $0.65 per unit.  The Company has also granted the underwriter a 30-day option to purchase up to an additional 1.095 million shares of Class A common stock and/or warrants to purchase up to 547,500 shares of Class A common stock to cover overallotments in connection with the offering. Each warrant will have an exercise price of $0.81 per share and will be exercisable for 60 months beginning from the date of original issuance. The Company expects to receive net proceeds of approximately $4.4 million after underwriting discounts and commissions, assuming no exercises of the overallotment option. The offering is expected to close on or about May 27, 2015, subject to customary closing conditions.

April 30, 2015

Wave Systems Corp. (NASDAQ: WAVX), an enterprise security software provider, today reported results for the first quarter ended March 31, 2015 (Q1 ’15).

March 5, 2015

Wave Systems Corp. (NASDAQ: WAVX), an enterprise security software provider, today reported fourth quarter (Q4 ’14) and full-year results for the period ended December 31, 2014.

February 25, 2015

Wave Systems Corp. (NASDAQ: WAVX), an enterprise security software provider, announced today it will host a webcast/conference call to review its 2014 fourth quarter and full-year results on Thursday, March 5, at 4:30 p.m. ET.

January 27, 2015

Wave Systems Corp. (NASDAQ:WAVX) today announced that it is selling to investors 5,513,044 shares of its Class A common stock at a price of $0.65 per share, yielding gross proceeds of approximately $3,583,000.

November 18, 2014

Wave Systems Corp. (NASDAQ: WAVX), an enterprise security software provider, announced today that it has filed a $15 million shelf registration statement on Form S-3 with the Securities and Exchange Commission (SEC).

November 6, 2014

Wave Systems Corp. (NASDAQ: WAVX), an enterprise security software provider, today reported third quarter (Q3 ‘14) results for the period ended September 30, 2014.

October 27, 2014

Wave Systems Corp. (NASDAQ: WAVX), an enterprise security software provider focused on authentication and encryption management solutions, announced today it will host a webcast/conference call to review its 2014 third quarter results on Thursday, November 6 at 4:30 p.m. ET.

August 7, 2014

Wave Systems Corp. (NASDAQ: WAVX), an enterprise security software provider, today reported second quarter (Q2 ‘14) results for the period ended June 30, 2014.